8-A12G/A: Form for registration of a class of securities pursuant to Section 12(g)
Published on March 27, 2007
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-A/A
(Amendment
No. 1)
For
Registration of Certain Classes of Securities
Pursuant
to Section 12(b) or (g) of the
Securities
Exchange Act of 1934
eXegenics,
Inc.
(Exact
name of registrant as specified in its charter)
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Delaware
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75-2402409
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(State
of incorporation or
organization)
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(I.R.S.
Employer Identification
No.)
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1250
Pittsford-Victor Road
Pittsford,
New York 14534
(Address of principal executive offices)
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Title
of each class
to
be so registered
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Name
of each exchange on which each class is
to
be registered
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Not
applicable
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Not
applicable
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If
this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective upon filing pursuant to
General Instruction A.(c), check the following box.
If
this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), check the following box. x
Securities
Act registration statement file number to which this form relates: Not
applicable.
Securities
to be registered pursuant to Section 12(g) of the Act: Preferred Stock Purchase
Rights
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Item 1.
Description of Registrant’s Securities to Be
Registered.
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Item 2.
Exhibits
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SIGNATURE
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EXHIBIT
INDEX
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EXHIBIT
4.4
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eXegenics,
Inc. (the “Company”) hereby amends the following items, exhibits and portions of
its Registration Statement on Form 8-A, filed June 9, 2003 (the “Form 8-A”), for
its Rights to Purchase Series B Participating Preferred Stock.
Item 1
of the Form 8-A is hereby amended to add the following paragraph as the last
paragraph of Item 1:
“On
March 26, 2007, the Company entered into Amendment No. 3 (the “Amendment”)
to its Stockholder Rights Agreement, dated as of June 9, 2003, as amended (the
“Rights Agreement”), between the Company and American Stock Transfer & Trust
Company., as Rights Agent. The Amendment provides that the Rights (as defined
in
the Rights Agreement) will expire at the close of business on March 26, 2007
and
upon such expiration, the Rights Agreement will be of no further force and
effect. The foregoing summary of the Amendment is qualified in its entirety
by
reference to the Amendment, which is filed as Exhibit 4.4 hereto and is
incorporated by reference herein.”
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Exhibit
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Exhibit
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No.
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4.1*
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Stockholder
Rights Agreement dated June 9, 2003 between eXegenics, Inc. and American
Stock Transfer & Trust Company, including the Certificate of
Designation, the form of Rights Certificate and the Summary of Rights
to
Purchase Preferred Stock, attached thereto as Exhibits A, B, and
C,
respectively (incorporated by reference to Exhibit 4.1 to eXegenics,
Inc.’s Report on Form 8-K filed on June 9, 2003)
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4.2*
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Amendment
to Stockholder Rights Agreement dated as of July 16, 2003 between
eXegenics, Inc. and American Stock Transfer & Trust Company
(incorporated by reference to Exhibit 4.1 to eXegenics, Inc.’s Form
10-Q for the quarter ended June 30, 2003 filed on August 14, 2003)
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4.3*
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Amendment
to Stockholder Rights Agreement dated as of December 4, 2006 between
eXegenics, Inc. and American Stock Transfer & Trust Company
(incorporated by reference to Exhibit 99.1 to eXegenics, Inc.’s Report on
Form 8-K filed on December 4, 2006)
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4.4
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Amendment
No. 3 to Stockholders Rights Agreement dated March 26, 2007 between
eXegenics, Inc. and American Stock Transfer & Trust
Company
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*Previously
filed
Pursuant
to the requirements of Section 12 of the Securities Exchange Act of 1934,
the registrant has duly caused this registration Statement to be signed on
its
behalf by the undersigned, thereunto duly authorized.
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Date:
March 27, 2007
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eXegenics,
INC.
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By
/s/ John A. Paganelli
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John
A. Paganelli
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Interim
Chief Execuitve Officer
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Exhibit
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Exhibit
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No.
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4.1*
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Stockholder
Rights Agreement dated June 9, 2003 between eXegenics, Inc. and American
Stock Transfer & Trust Company, including the Certificate of
Designation, the form of Rights Certificate and the Summary of Rights
to
Purchase Preferred Stock, attached thereto as Exhibits A, B, and
C,
respectively (incorporated by reference to Exhibit 4.1 to eXegenics,
Inc.’s Report on Form 8-K filed on June 9, 2003)
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4.2*
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Amendment
to Stockholder Rights Agreement dated as of July 16, 2003 between
eXegenics, Inc. and American Stock Transfer & Trust Company
(incorporated by reference to Exhibit 4.1 to eXegenics, Inc.’s Form
10-Q for the quarter ended June 30, 2003 filed on August 14,
2003)
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4.3*
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Amendment
to Stockholder Rights Agreement dated as of December 4, 2006 between
eXegenics, Inc. and American Stock Transfer & Trust Company
(incorporated by reference to Exhibit 99.1 to eXegenics, Inc.’s Report on
Form 8-K filed on December 4, 2006)
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4.4
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Amendment
No. 3 to Stockholders Rights Agreement dated March 26, 2007 between
eXegenics, Inc. and American Stock Transfer & Trust
Company
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*Previously
filed